No. 87-1695.United States Court of Appeals, First Circuit.Heard February 1, 1988.
Decided November 22, 1988.
Joseph F. Ciolino, Office of Immigration Litigation, Civ. Div., Dept. of Justice, with whom Richard K. Willard, Asst. Atty. Gen., Civ. Div., and Richard M. Evans, Asst. Director, Washington, D.C., were on brief, for respondent, appellant.
Arthur C. Helton, Lawyers Committee for Human Rights, New York City, with whom Regina Lee, Legal Services Center, was on brief, for petitioners, appellees.
Appeal from the United States District Court for the District of Massachusetts.
Before COFFIN, Circuit Judge, ALDRICH, Senior Circuit Judge, and PETTINE,[*] Senior District Judge.
PETTINE, Senior District Judge.
[1] The issue presented on appeal is whether and to what extent the Attorney General has discretion to deport excludable aliens under 8 U.S.C. § 1227(a). The district court held that advance written assurance of acceptance of the petitioners in this case by the government of India was required by § 1227(a)(2). The panel majority follows a different route, giving the government the option of voluntarily obtaining advanced assurances and, failing exercise of such option, vacates the judgment andPage 363
remands the case for the reinstitution of an appeal under 8 U.S.C. § 1253(h).
[2] Facts[1]
[3] Appellees are Afghan refugees. In 1983, appellees fled from Afghanistan to New Delhi, India, after they were imprisoned by the Afghan authorities for participating in anti-government demonstrations. Joint Appendix, 139.
[It] is unclear . . . whether U.S. authorities are required to ascertain in advance the Indian government’s willingness to[9] Id. at 152-53. [10] On May 5, 1987, appellees requested appellant to stay their deportation until such time as the INS could obtain advance assurances that the government of India would consent to their admission, and that appellees would not be returned by India to Afghanistan. Id. at 64, 141. Appellees’ request for a stay of deportation was denied on May 11, 1987 by appellant, id. at 141, who at that time planned to return appellees on May 12, 1987 by sending them unescorted on an air carrier to India. Id. at 66. Appellant had not obtained advance assurance of the Indian government’s willingness to accept appellees. [11] On May 11, 1987, appellees filed a petition for writ of habeas corpus and a motion for a temporary restraining order. On the same day, the District Court enjoined appellant from deporting appellees to India until appellant obtained prior assurance that India will accept appellees and will not return them to Afghanistan. [12] Appellees received a letter from UNHCR dated May 13, 1987, informing them that UNHCR had received a second cable from its office in India which reiterated its concern about the possibility of refoulement to Afghanistan. The letter further stated that its office in India had “cited previous cases and noted that UNHCR’s involvement in the case was unlikely to influence how the case is handled.” Id. at 92. [13] On May 20, 1987, appellant filed a motion to dismiss the petition for writ of habeas corpus and request for injunctive relief, and a supporting memorandum of law. A. 93-132. The District Court heard appellees’ and appellant’s arguments at a hearing on May 21, 1987 and issued its decision on May 28, 1987 Id. at 138-155. The District Court held that advance assurance of acceptance is required under 8 U.S.C. § 1227(a), and it ordered the INS to make the appropriate inquiry of the Indian government prior to making any arrangements for appellees’ deportation to that country, 673 F. Supp. 28. Id. at 148. It is from this decision that the present appeal is taken. [14] We note one further fact not available to the District Court. In a letter dated May 18, 1987, appellant informed Mr. M. Iyer, a Counselor at the Embassy of India in Washington, D.C., of its intention to deport “Wahid Ullah” [sic] and “Aman Ullah” [sic] to India and requested that Mr. Iyer relay this information to his home office in India. Id. at 203. When appellant received no response to this letter from the Indian Embassy, appellant sent another letter to Mr. Iyer, dated July 10, 1987, making reference to the May 18, 1987 letter and again requesting that he relay its portents to his government. In a letter, dated July 23, 1987, to Assistant INS Commissioner Joan C. Higgins, which, having been received after the District Court’s decision, is not a part of the formal record, N. Kubendran, Second Secretary in the Indian Embassy, Washington, D.C., stated that “[s]ince the above two AFGHAN nationals [Amanullah and Wahidullah] left India on their own volition, Government of India will not be in a position to accept them. We would also like to clarify that Government of India do [sic] not accept the theory of the so called `country of first refuge obligation.'” Appellees’ Brief, Addendum, A-8.Page 364
reaccept a particular refugee before he is, in fact, returned. In the light of what has occurred in the past, UNHCR New Delhi believes this to be essential if the risk of refoulement is to be avoided.
[15] Excludability Under § 1227(a)
[16] Neither Amanullah nor Wahidullah contests their status as excludable aliens under 8 U.S.C. § 1182(a)(26). The Attorney General, having both properly determined their status pursuant to 8 U.S.C. § 1226 and detained them under 8 U.S.C. § 1225, now seeks to deport them. Section 1227 of Title 8 governs the deportation of excludable aliens.
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States. . . .” 8 U.S.C. § 1227(a)(1). Section 1227(a)(2) gives the Attorney General additional flexibility in determining where the alien may be sent “[i]f the government of the country designated in paragraph (1) will not accept the alien into its territory. . . .” 8 U.S.C. § 1227(a)(2). In particular, this provision permits the alien to be sent to “(A) the country of which the alien is a subject, citizen, or national; (B) the country in which he was born; (C) the country in which he has a residence; or (D) a country which is willing to accept the alien into its territory, if deportation to any of the foregoing countries is impracticable, inadvisable, or impossible.”8 U.S.C. § 1227(a)(2).
[18] The Application of § 1227(a)[4]
[19] Under § 1227(a)(1), Amanullah and Wahidullah should be deported to India, the country from which they embarked for the United States, unless the Attorney General decides in his discretion that deportation to that country is impracticable or improper. Nonetheless, Section 1227(a)(2) expressly states that “[i]f the government designated in paragraph (1) will not accept the alien” then he must be sent to a country that belongs to one of four other enumerated classes. 8 U.S.C. § 1227(a)(2).
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the truth in advance by inquiry.” Murff, 264 F.2d at 928.
[24] Since the lower court’s opinion, the Indian government has directly addressed the case of Amanullah and Wahidullah. In a letter concerning petitioners to the Department of Justice, the Indian government stated expressly that it did not accept the theory of the so-called “country of first refuge obligation” and that the Indian government will not readmit petitioners if the United States attempts to send them back. See Brief for Appellees, A-8. Because the Indian government has not given the requisite assurance, but instead has expressly written that it will not accept petitioners, Amanullah and Wahidullah must be sent to another country that meets one of the conditions stated in §§ 1227(a)(2)(A), (B), (C) or (D).[5] Accordingly, under § 1227(a)(2), petitioners cannot be deported to India unless the Indian government reverses its official position and states in writing both that it will accept petitioners and that petitioners will not be refouled to Afghanistan. [25] Regarding § 1227(a)(2)(A), (B), (C) and (D), the application of § 1227(a) is restricted by 8 U.S.C. § 1253(h). Omitting an inapposite parenthesis, § 1253(h)(1) states that “[t]he Attorney General shall not deport or return any alien . . . to a country if the Attorney General determines that such alien’s life or freedom would be threatened in such country on account of race, religion, nationality, membership in a particular social group, or political opinion.” 8 U.S.C. § 1253(h)(1). While this provision is limited by § 1253(h)(2), none of the four conditions set forth therein are applicable to the present case. [26] Section 1253(h), “provide[s] for withholding deportation of aliens to countries where they would face persecution, unless their deportation would be permitted under the U.N. Convention and Protocol Relating to the Status of Refugees . . . [or] unless any of four specific conditions [previously set forth] were met.” H.R.Conf.Rep. No. 781, 96th Cong., 2d Sess. 20 (1980), reprinted in 1980 U.S. Code Cong. Admin.News 141, 160, 161. Moreover, as the Senate Report accompanying the Refugee Act of 1980 makes clear, this restriction imposed by § 1253(h) is meant to apply to “the deportation of aliens who seek asylum in exclusion, as well as deportation, proceedings.” S.Rep. No. 256, 96th Cong., 2d Sess. 17 (1979), reprinted in 1980 U.S. Code Cong. Admin.News 141, 157. [27] As the Supreme Court notes in I.N.S. v. Stevic, 467 U.S. 407, 104 S.Ct. 2489, 81 L.Ed.2d 321 (1984), “the text of the statute simply does not specify how great a possibility of persecution must exist to qualify the alien for withholding of deportation.”Stevic, 467 U.S. at 421-22, 104 S.Ct. at 2496-97. Nonetheless, the Court continues, “[t]o the extent such a standard can be inferred from the bare language of the provision, it appears that a likelihood of persecution is required.” Id. at 422, 104 S.Ct. at 2496. Thus, as held by the Supreme Court, “[t]he question under that standard is whether it is more likely than not that the alien would be subject to persecution.” Id. at 424, 104 S.Ct. at 2498. [28] Because § 1253(h) obviously applies to prevent the Attorney General from deporting petitioners to Afghanistan, neither can the petitioners be deported under 8 U.S.C. § 1227(a)(2)(A), (B) or (C). Thus, only § 1227(a)(2)(D) is available to authorize the deportation of the petitioners. Section 1227(a)(2)(D), however, also contains Congress’ requirement of willing acceptance. Accordingly, for the reasons already stated with respect to the first occurrence of the willing acceptance requirement, I believe that § 1227(a)(2)(D) also requires prior inquiry to and written assurance from aPage 367
country that it is willing to accept the excludable alien before that alien may be deported to that country. Needless to say, such assurance has not been received from India in the present case and, therefore, appellees should not be deported to that country.
[29] The Application of § 1253(h)
[30] Although the above discussion of § 1227(a) represents only the writer’s view, the majority of this panel holds that, on the record in this case, the government’s assurance that it would not deport appellees to Afghanistan effectively prevents their deportation to India pending reinstatement and final disposition of their appeal from an adverse ruling of the immigration judge. As previously observed, the discretion of the Attorney General under § 1227(a)(2) is limited by § 1253(h). Section 1253(h) together with the standard of proof articulated in Stevic
require that the Attorney General decide that deportation to a country is improper if the alien can show that there exists a likelihood that “such alien’s life or freedom would be threatened in such a country on account of race, religion, nationality, membership in a particular social group, or political opinion.”8 U.S.C. § 1253(h). Accordingly, since appellees withdrew their appeal from the immigration judge’s § 1253(h) decision only on the government’s representation that they would not be returned to Afghanistan, they should be permitted to reinstate their appeal unless the government can obtain advance assurance that the appellees will be accepted and not sent to Afghanistan. In such a posture, it is quite possible if not likely that § 1253(h) would prevent deportation.
[33] Conclusion
[34] Under the unique circumstances we conclude that, with the cooperation of the United States, we can bring about an equitable result by retaining jurisdiction subject to the following conditions. If, within
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sixty days the United States obtains written assurances from the Indian government that it will accept petitioners and that they will not be subject to refoulement to Afghanistan, the judgment below will be set aside so that appellees may be sent to India. If, on the other hand, such written assurances have not been received within sixty days, the deportation of petitioners will be stayed pending reinstatement and final decision of their § 1253(h) appeal from the immigration judge. If such decision is favorable, the judgment below shall be vacated as moot. If such decision is adverse, the judgment below shall be vacated and deportation may then ensue. If, thirty days after receipt of notice by petitioners that they may reinstate their § 1253(h) appeal, no such action is requested, the judgment below shall be vacated and deportation may then ensue.
[35] No costs.at 367-368. These aliens withdrew their appeal of the ALJ’s denial of § 1253(h) relief only on the government’s representation that they would not be returned to Afghanistan. If we were to reverse the district court in this case, the INS could circumvent this promise by sending
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the aliens to India despite India’s express intention not to accept them. Affirmance here will mean that either the INS will follow the alternative procedures of § 1227(a)(2), or the aliens will be permitted to reinstate their appeal of the ALJ’s § 1253(h) decision. Therefore, I join in the judgment of affirmance, leaving for another day and a more illuminating record a decision concerning the precise scope of § 1227(a).
[42] BAILEY ALDRICH, Senior Circuit Judge, concurring. [43] Although, for special factual reasons, I concur in the result, I disagree so vigorously with Judge Pettine’s analysis, partially accepted by Judge Coffin, and the matter being of broad importance, I wish to record my thinking. Judge Pettine would, seemingly, impose upon the Attorney General the same precondition for rejecting an excludable alien as he must meet in order to deport one previously admitted. This, I believe, disregards both the substantive difference, and interests, between refusing admission to an illegal alien, and expelling one that is already here, and, what Judge Coffin refers to as a “detail,” the fact that there are separate statutes, differently worded. That an alien, once here, should be afforded certain rights before expulsion makes a great deal of sense. That the Attorney General should be obliged to confer these same rights on one whose sole claim is that he has succeeded in presenting himself at the border, uninvited, and with no basis for entry, seems much less desirable, or needed. Rather than noting the substantive difference between the two types of aliens, and their circumstances, as well as the normal implication of differing statutory provisions, Judge Pettine seems at pains to achieve identical results. I think this a serious mistake. [44] Prior to the 1981 amendment to the exclusion statute, 8 U.S.C. section 1227, there was, concededly, no requirement that the Attorney General obtain the prior consent of the country from which the unadmitted alien had embarked before returning him thereto, although, as section 1253(a) provided, such consent was needed before deporting one already here. United States ex rel. Tom Man v. Murff, 264 F.2d 926 (2d Cir. 1959). This difference was recognized by Judge Weinfeld, of the Southern District, who pointed out,[45] United States ex rel. Tom We Shung, 176 F. Supp. 253, 256, 259The return of aliens who seek and who are denied admission into the United States is governed by the exclusion provisions, whereas the deportation of aliens who have already gained admission, whether legally or illegally, is governed by the expulsion provisions of the act. . . .
The very fact that Congress spelled out in section 243(a) [8 U.S.C. § 1253(a)] the requirement of consent by the receiving country negates any contention that such requirement be read into section 237(a) [8 U.S.C. § 1227(a)] as a condition of exclusion.
(S.D.N.Y. 1959), aff’d on opinion below, 274 F.2d 667 (2d Cir. 1960). At that time section 1227(a) read as follows.
[46] The court now holds that a 1981 addition abolished this found distinction from section 1253(a). [47] The 1981 enactment amended, in matters not presently material, the paragraph previously quoted. It added a further paragraph.(a) Any alien (other than an alien crewman) arriving in the United States who is excluded under this chapter, shall be immediately deported to the country whence he came, in accommodations of the same class in which he arrived, on the vessel or aircraft bringing him, unless the Attorney General, in an individual case, in his discretion, concludes that immediate deportation is not practicable or proper. The cost of the maintenance including detention expenses and expenses incident to detention of any such alien while he is being detained, as well as the transportation expenses of his deportation from the United States, shall be borne by the owner or owners of the vessel or aircraft on which he arrived, except. . . . [special exceptions omitted.]
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(2) If the government of the country designated in paragraph (1) will not accept the alien into its territory, the alien’s deportation shall be directed by the Attorney General, in his discretion and without necessarily giving any priority or preference because of their order as herein set forth, either to —
(A) the country of which the alien is a subject, citizen, or national;
(B) the country in which he was born;
(C) the country in which he has a residence; or
[48] According to the legislative history, this addition was to permit the Attorney General “flexibility” as to what countries the alien could be directed.[1] Judge Pettine takes as a “given” that “Congress intended to establish a common procedure for both excludable and deportable aliens.” That this is apparent in particular, obvious, respects does not mean it is true across the board. The effect of Judge Pettine’s conclusion is that making the Attorney General’s options more “flexible” has made them more onerous. Section 1227(a)(1) still fails to contain the section 1253(a) phrase, “if that country is willing to accept,” whose omission from section 1227 the Second Circuit found determinative. More important, section 1227(a)(1) still reads “shall be immediately deported,” whereas section 1253(a) provides for a three month interval for inquiry of the targeted country. Here, precisely, is the nub. “Immediately” recognizes the comparative urgency when an alien, seeking admission, is in limbo. The already present alien can remain in status quo, but who is to house the one waiting at the gate while the Attorney General goes through diplomatic channels? Does the court’s finding a “common procedure” mean that the phrase “shall be immediately deported” is to be read out of section 1227(a)(1)? Certainly, it cannot mean that it is to be imported into section 1253(a). This would upset the whole section 1227(a)(1) procedure. [49] It may be thought that we are talking about a very small matter. It is not to be gainsaid that if the excluded alien is refused entry on this return, the Attorney General has him on his hands; re-entry cannot be compelled. Judge Pettine quotes characteristic language by Judge Learned Hand in Tom Man that “it would be to the last degree cumbersome and oppressive to shuttle an alien back and forth on the chance of his acceptance, when it was possible to ascertain the truth in advance by inquiry,” 264 F.2d ante, at 928, but he was speaking in respect to expulsion, section 1253(a), where prior inquiry was statutorily required — and prior to his court’s recognition that in section 1227(a) it was not. Tom We Shung, ante. There is a difference in the situation between an individual who has been long absent and one who just left, and in practice re-entry by the latter may be much more easily accepted, with no need for cumbersome action. Moreover,(D) any country which is willing to accept the alien into its territory, if deportation to any of the foregoing countries is impracticable, inadvisable, or impossible.
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there is a practical side. The exclusion statute has devised a ready means in the case of rejected aliens. Under section 1227(a)(1), see ante, the carrier that debarks the excludable alien is, in most instances, financially responsible for his return, and for his maintenance meanwhile. Quite apart from the administrative problems of diplomatic procedures imposed upon the Attorney General, and housing the alien meanwhile, not only will deportation be “immediately” achieved by turning the alien back to the delivering carrier forthwith, but that carrier’s interested and prompt action would seem the most likely successful method of obtaining the return. In fact, it is the government’s submission, in no way contradicted, that this is the common experience.
[50] I may wonder, incidentally, whether the delay that would result from the court’s “common procedure” of diplomatic negotiations might not induce inadmissible aliens to “go for the ride,” if only to enjoy the stay away from home during the diplomatic procedure. If so, it would be a further objection to watering down the statute’s requirement for immediate deportment. [51] In sum, I do not find in the legislative history, or in the very differing circumstances and interests, the intent or the need for the radical change to identical treatment, and, with respect, I see neither reason nor excuse for brushing aside explicit statutory differences as a “detail.” This is not to say, however, that what seems clear to the government may not have the same clarity to reasonable judges. The government should take this case to heart. [52] I accept the court’s result because the government obtained petitioner’s abandonment of their appeal in a prior proceeding upon an agreement that it would not return them to Afghanistan. It now appears, through representations of the government of India and the UNHCR[2] , that return of petitioners to India would present a serious risk of their return to Afghanistan. The government appears to dispute that these representations are an accurate portrayal of the actual practice of the government of India, but does not dispute their authenticity, nor offer reliable indicia to the contrary. The government should not be permitted to renege, and a ruling in its favor would incur the unnecessary risk of precisely that effect. It is not necessary to demolish a fly with a hammer, however, particularly with what I must believe to be a very wrong blow.SECTION 7 — DEPORTATION OF EXCLUDABLE ALIENS
Section 7 amends section 237 of the INA to provide that, in the case of aliens who are excluded from entry into the United States but who cannot be returned to the country from whence they came, the aliens can be deported to other countries. This is currently the case only with respect to aliens who are being deported from the U.S.; present law does not provide this option for aliens who are removed from the United States following exclusionary proceedings. Present law requires an excluded alien to be removed only to the country “whence he came” to the United States; if this country does not recognize the alien’s right to be returned (as may be the case of an alien who had resided temporarily in a foreign country not his home), there is no authority to return the alien to any other country, even the country of the alien’s nationality or another country which is willing to accept the alien. This amendment provides the Attorney General with the same flexibility with respect to removal of aliens who are not permitted to enter the United States as it does, under section 243(a) of the Act, in the case of aliens who have entered the United States and are subsequently deported. It also eliminates the use of the confusing term “whence he came.” H.R. Rep. No. 264, 97th Cong. 1st Sess. 24, reprinted in 1981 U.S. Code Cong. Ad.News 2577, 2593.
For Senate commentary on predecessor bill in 96th Congress, see
S.Rep. No. 859, 96th Cong. 2d Sess. 14 (1980).