Nos. 94-1032, 94-1033.United States Court of Appeals, First Circuit.Heard September 16, 1994.
Decided January 24, 1995.
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Edward E. Shumaker III, with whom Robert J. Finn and Gallagher, Callahan Gartrell, P.A., Concord, NH, were on brief, for Newspapers of New England, Inc. d/b/a Concord Monitor, et al.
John G. Kester, Thomas G. Hentoff and Williams Connolly, Washington, DC, on brief, for Newspaper Ass’n of America, Nat. Newspaper Ass’n, American Soc. of Newspaper Editors, and Nat. Ass’n of Broadcasters, amici curiae.
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Anne Payne Fugett, U.S. Dept. of Labor, with whom Thomas S. Williamson, Jr., Sol. of Labor, Monica Gallagher, Associate Sol., William J. Stone, Acting Deputy Associate Sol., and Albert Ross, Regional Sol., U.S. Dept. of Labor, Washington, DC, were on brief, for Secretary of Labor.
David S. Barr, Michael J. Gan and Barr, Peer Camens, Washington, DC, on brief, for Newspaper Guild, AFL-CIO, CLC, amicus curiae.
Appeal from the United States District Court for the District of New Hampshire.
Before TORRUELLA, Chief Judge, COFFIN, Senior Circuit Judge, and KEETON,[*] District Judge.
TORRUELLA, Chief Judge.
[1] These cross appeals require us to decide whether the reporters, editors, and photographers employed by a small community newspaper are exempt from the overtime and recordkeeping provisions of the Fair Labor Standards Act of 1938, 29 U.S.C. § 201et seq. (“FLSA” or the “Act”). The case revolves around whether the employees at issue are exempt under the “professional employee” exemption of § 13(a)(1) of the Act. [2] This case arose when the United States Secretary of Labor (“the Secretary”) brought this action against Newspapers of New England, Inc. d/b/a The Concord Monitor (“The Monitor“), and George Wilson, the newspaper’s publisher, claiming that The Monitor had willfully violated the overtime and records requirements of the FLSA with respect to the wages it had paid its reporters, editors, and photographers. The Monitor‘s primary defense was that the FLSA did not cover its actions because the employees at issue were exempt professionals. The Monitor also maintained that any FLSA violations it may have committed were not willful. [3] The case was tried to the bench. In an opinion issued seven years after the trial concluded, the court found that The Monitor‘s newsroom employees were not entitled to the professional exemption from the Act’s overtime requirements and awarded back wages and liquidated damages to twelve employees. The court also found, however, that the violations had not been committed willfully and consequently limited the damages to the two-year period before the filing of the suit rather than the three-year period applicable to willful violations. The court refused to award damages for violations occurring after the close of the DOL’s compliance investigation, and it denied the Secretary’s request for a permanent injunction against future violations. These cross appeals followed. [4] Although the district court was inexplicably slow in issuing its less-than-meticulous opinion, we affirm for the reasons that follow.
[5] FACTUAL BACKGROUND
[6] The Monitor is an award-winning small-city newspaper with a daily circulation in excess of 4,000 copies. It is published in Concord, New Hampshire, by the defendants, George Wilson and Newspapers of New England, Inc. In 1974, the Department of Labor (“DOL”) investigated the newspaper under the FLSA and warned it of possible overtime and recordkeeping violations. Although the DOL did not press charges at that time, it informed the paper of the relevant FLSA requirements.
[10] The Monitor‘s editor-in-chief, Mike Pride, testified that he requires a college degree with an emphasis in writing to work as a staff writer or editor. Nevertheless, he conceded that a journalism degree was not a prerequisite for employment at The Monitor.
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In fact, Pride and at least one-half of the reporters who testified had degrees in subjects other than journalism.[1]
For most of The Monitor‘s reportorial staff, this employment was their first in the field of journalism.
[11] a. Staff Writers
[12] When hired, The Monitor‘s reporters were assigned to tasks ranging from writing features to covering legislative, municipal, and town governments and agencies. Some of their work was of a routine nature, such as compiling lists of the titles and times of local showings of motion pictures. The reporters testified that they worked essentially unsupervised, had authority and discretion over what they did and wrote, and decided how their assignments would be executed. Nevertheless, most of them testified that their time was spent on “general assignment” work and their writing was mainly focused on “hard news.”
[16] b. Editors
[17] Lila Locksley testified that her main duties were reading wire stories for grammatical and factual errors, writing headlines, and making improvements so that the stories were shorter or more readable. She also performed layout work. She testified that the layout work consisted of editing the stories, writing headlines, sizing photographs, and writing the captions that appeared beneath the photographs.
[19] c. Photographers
[20] Photographer Tom Sobolik testified that 70 percent of his work was assigned and that he had no input as to which photos would be used in the newspaper. While Mr. Sobolik acknowledged that there are creative aspects to photojournalism, he stated that “a large proportion of it is pretty run-of-the-mill and pretty standardized.”
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in the developing of photos in the darkroom. In Mr. William’s opinion, “there’s very little news photography which is art” because “a news photographer tries to photograph reality, as it happens, without embellishment, without taking sides.”
[22] 2. The Experts’ Testimony[23] The Secretary offered the testimony of Ben H. Bagdikian, Dean of the Graduate School of Journalism at the University of California at Berkeley (“Dean Bagdikian”). In Dean Bagdikian’s opinion, the majority of journalists do not meet the qualifications for professional exemption from the overtime provisions of the FLSA. He distinguished journalism from the traditional professions, such as law and medicine, in which there is an accumulated body of knowledge and a canon which every practitioner is required to know. He stated that there is no body of scholarly work which a journalist is required to know before he may practice. Rather, a journalist must be a skilled and accurate observer, have good judgment, and be able to write clearly. [24] Dean Bagdikian also testified that journalism is not a field in which the employee’s work product depends primarily on invention, imagination, or talent. In his view, the vast majority of newspaper reporting centers around clear, disciplined observation of public events and people. He further testified that although there have been significant and substantial changes in the field of journalism, these changes do not warrant changing the definition of professional or changing the Secretary’s position regarding employees in the field of journalism. [25] The Monitor offered the testimony of Robert Neale Copple, Dean of the College of Journalism at the University of Nebraska at Lincoln (“Dean Copple”). Dean Copple testified that the current field of journalism is vastly different than it was in the 1940’s. He pointed out that nearly 90 percent of modern journalists have college degrees. In comparison, he estimated that only 30 percent of newsroom employees in the 1940’s were college graduates. He further testified that, on the whole, the journalism done by the staff at The Monitor was creative and thought-provoking, requiring both imagination and talent. [26] 3. The Monitor‘s Overtime Policy
[27] Coverage of legislative sessions and meetings of the city council often caused the reporters assigned to these events to work more than forty hours weekly. Although weekly timecards were collected for each newsroom employee, The Monitor discouraged overtime, and suggested that those who worked more than 40 hours should seek compensatory time in lieu of overtime. That is, they were supposed to work fewer hours on the other days of the week to reduce their total weekly hours to forty. At least three of the witnesses who testified had been told by their superiors to alter the time cards submitted to reduce the amount of overtime hours originally listed therein. Those employees also testified that they were occasionally reprimanded when they did report overtime and told to alter their weekly timecards so that no overtime hours would be included. [28] On other occasions, time cards for a given employee were completed by a co-employee, who necessarily did not have accurate information as to the actual hours worked by that employee. In light of these circumstances, many of the newsroom employees did not bother to prepare and file an accurate record of all hours, including overtime, worked weekly. [29] Employees did receive the compensation required by the FLSA for the overtime hours that they actually recorded on their weekly time cards. Mike Pride, The Monitor‘s editor-in-chief, testified that it was The Monitor‘s policy to pay overtime. He stated that overtime was to be authorized in advance, whenever possible, but that the overtime was always paid, whether authorized or unauthorized. Mr. Pride testified that this policy existed to control the cost of overtime.
[30] PROCEDURAL BACKGROUND
[31] On June 22, 1981, the Secretary brought this action agains The Monitor, and George Wilson, the newspaper’s publisher. The complaint alleged that, since February 4,
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1978, the newspaper had committed willful violations of the overtime and recordkeeping provisions of the FLSA, and that these violations were continuing. The Secretary sought a permanent injunction against the violations, and an award of back wages, along with interest and liquidated damages. Additionally, the Secretary claimed that three years of back pay were appropriate, rather than the normal two, because The Monitor‘s FLSA violations had been willful under 29 U.S.C. § 255(a).
[32] In its answer, The Monitor denied the Secretary’s allegations and asserted as an affirmative defense that the employees were exempt from the applicable regulations of the Act, that any violation was the result of good faith reliance on the Department’s “interpretations and/or past rulings,” and that the claims were time barred. [33] The case was tried to the bench. With regard to the alleged FLSA violations at The Monitor, the Secretary presented the testimony of Department of Labor (“DOL”) Compliance Officer Scott Wilkinson, and thirteen reporters, photographers, and editors employed by The Monitor. Throughout the trial, the Secretary denied The Monitor‘s claim that its employees were exempt professionals. For over forty years the Secretary’s position, set forth in non-binding departmental interpretations, had been that the majority of journalists are not exempt professionals under the FLSA. The Secretary stood behind this position and presented expert testimony in support of it at trial. The Secretary also attempted to present employee testimony concerning alleged FLSA violations occurring at The Monitor after January 26, 1980, the last day covered by the DOL’s investigation. The Monitorobjected to this testimony, arguing that the Secretary could not enlarge its claims without amending its complaint. The district court allowed the proffered testimony but reserved a final ruling on the matter for its opinion. [34] In its defense, The Monitor primarily argued that the Secretary’s forty-year-old journalism interpretations were obsolete and did not reflect the rigors and complexities of modern journalism. The Monitor moved the court to declare the interpretations null and void and hold that the majority of modern journalists qualify as exempt professionals under the FLSA. As a fallback position, The Monitor contended, albeit less vigorously, that its employees were exempt professionals regardless of whether the court overturned the Secretary’s interpretations. The Monitor also maintained that any FLSA violations it may have committed were not willful. [35] Although the trial was completed in 1986, the district court did not issue its opinion and final judgment until November 3, 1993, 834 F. Supp. 530.[2] The court found that The Monitor‘s newsroom employees were not entitled to the professional exemption of the Act’s overtime requirements and awarded back wages and liquidated damages to twelve employees. However, the court found that the violations had not been committed willfully and consequently limited the damages to the two-year period before the filing of the suit rather than the three-year period
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applicable to willful violations. The court refused to award damages for violations occurring after the close of the DOL’s compliance investigation, and it denied the Secretary’s request for a permanent injunction against future violations.
[36] In finding that the employees were not exempt professionals, the court relied on the Secretary’s journalism interpretations as persuasive authority. These interpretations state in pertinent part:[37] 29 CFR § 541.303(f) (1975).[3] [38] The district court rejected The Monitor‘s contention that the interpretations should be declared invalid because of their age. Rather, the court accepted the interpretations as persuasive authority of how to apply the professional exemption in the field of journalism. Once credited as persuasive authority, the Secretary’s interpretations all but decided the exemption issues The Monitor presented little or no evidence suggesting that its employees performed “analytical, interpretative or highly individualized” work. Nor did The Monitor aver that its reporters were “editorial writers, columnists, critics, and `top-flight’ writers of analytical and interpretative articles.”The Monitor made no significant attempt to differentiate the work of its reporters, photographers, and editors from the work done at every newspaper throughout the country. The Monitor‘s trial strategy hinged on its dogmatic attempt to debunk the Secretary’s interpretations, and when this failed, its chances of prevailing on the exemption issues dwindled. [39] Following the entry of final judgment, both the Secretary an The Monitor filed timely notices of appeal. The Secretary appealed the district court’s finding concerning willfulness, its refusal to issue an injunction, and its refusal to award damages for violations occurring after the close of the DOL’s compliance investigation. The Monitor appealed the district court’s decision that its employees were not exempt professionals. The Monitor‘s appeal reiterates its trial strategy and rests primarily on the contention that the Secretary’s journalism interpretations have been rendered obsolete by the technological and societal changes of the last forty years. The Newspaper Guild AFL-CIO filed an amicus brief in support of the Secretary while the Newspaper Association of America filed a brief supportin The Monitor.Newspaper writing of the exempt type must, therefore, be `predominantly original and creative in character.’ Only writing which is analytical, interpretative or highly individualized is considered to be creative in nature. . . . Newspaper writers commonly performing work which is original and creative within the meaning of § 541.3 are editorial writers, columnists, critics, and `top-flight’ writers of analytical and interpretative articles.
(2) The reporting of news, the rewriting of stories received from various sources, or the routine editorial work of a newspaper is not predominantly original and creative in character within the meaning of § 541.3 and must be considered as nonexempt work.
[40] STANDARD OF REVIEW
[41] Appeals involving pure questions of law are generally reviewe de novo. In re Extradition of Howard, 996 F.2d 1320, 1327 (1st Cir. 1993) (citation omitted). In contrast, appeals involving straight factual determinations require us to accept the trier’s resolution unless shown to be clearly erroneous. Id. (citation omitted).
“[A]ppeals in the federal court system are usually arrayed along a degree-of-deference continuum, stretching from plenary review at one pole to highly deferential modes of review (e.g., clear error, abuse of discretion) at the opposite pole.” Id. The standard of review we apply to
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mixed questions usually depends on “where they fall along the degree-of-deference continuum: the more fact dominated the question, the more likely it is that the trier’s resolution of it will be accepted unless shown to be clearly erroneous.” Id. at 1328.
[43] DISCUSSION[44] I. The FLSA Exemptions[45] A. The Statutory Framework
[46] The overtime provisions of the FLSA establish the general rule that employees must be compensated at a rate not less than one and one-half times their regular rate for all overtime hours. 29 U.S.C. § 207(a)(1). Overtime is defined as any employment in excess of 40 hours in a single workweek. Id. However, these overtime compensation provisions do not apply to “any employees employed in a bona fide executive, administrative, or professional capacity . . . (as such terms are defined and delimited from time to time by regulations of the Secretary [of Labor] . . .).” 29 U.S.C. § 213(a)(1). The employer in an FLSA case bears the burden of establishing that its employees are exempt, and because of the remedial nature of the FLSA, exemptions are to be “narrowly construed against the employers seeking to assert them and their application limited to those establishments plainly and unmistakably within their terms and spirit.” Arnold v. Ben Kanowsky, Inc., 361 U.S. 388, 392, 80 S.Ct. 453, 456, 4 L.Ed.2d 393 (1960); Secretary of Labor v. DeSisto, 929 F.2d 789, 797 (1st Cir. 1991) (citations omitted).
and 541.303. The regulation enumerates several types of professional exemptions, two of which are relevant here: the so-called “learned professional” and “artistic professional” exemptions. [49] 1. The Learned Professional Exemption
[50] The learned professional exemption deals with occupations which have specific educational requirements, including law, accounting, engineering, architecture, nursing, and medicine Reich v. Gateway Press, Inc., 13 F.3d 685, 698 n. 15 (3d Cir. 1994). The regulation states that this exemption applies to employees whose “primary duty” consists of “[w]ork requiring knowledge of an advance [sic] type in a field of science or learning customarily acquired by a prolonged course of specialized intellectual instruction and study, as distinguished from a general academic education . . . .”29 CFR § 541.3(a)(1). [51] The interpretations state that “[t]he word `customarily’ implies that in the vast majority of cases the specific academic training is a prerequisite for entrance into the profession.”29 CFR § 541.302(d). Moreover, “[t]he typical symbol of the professional training and the best prima facie evidence of its possession is, of course, the appropriate academic degree, and in these professions an advanced academic degree is a standard (if not universal) prerequisite.” 29 CFR § 541.302(e)(1). The interpretations specifically declare that the exemption does not encompass “such quasi-professions as journalism in which the bulk of the employees have acquired their skill by experience rather than by any formal specialized training.” 29 CFR § 541.302(d). Further, “[n]ewspaper
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writers, with possible rare exceptions in certain highly technical fields, do not meet the requirements of § 541.3(a)(1) for exemption as professional employees of the `learned’ type.”29 CFR § 541.303(f)(1).
[52] 2. The Artistic Professional Exemption[53] The artistic exemption applies to professionals working in a “recognized field of artistic endeavor.” 29 CFR § 541.3. Exempt artistic professionals may be found in many fields, including music, writing, the theater, and the plastic and graphic arts. [54] The regulation outlines both a short and long test for determining whether an employee qualifies as an artistic professional. The long test is applied to employees who earn weekly salaries of at least $170 but less than $250. The short test is used for employees whose weekly salary is not less than $250.[4] Both tests demand that the employee’s “primary duty” consist of work requiring “invention, imagination, or talent. . . .” 29 CFR § 541.3. The long test also requires that the employee’s primary duty consist of “[w]ork that is original and creative in character. . . .” 29 CFR § 541.3(a)(2). [55] The interpretations state that “[o]nly writing which is analytical, interpretive or highly individualized is considered to be creative in nature. . . . Newspaper writers commonly performing work which is original and creative within the meaning of § 541.3 are editorial writers, columnists, critics, and `top-flight’ writers of analytical and interpretive articles.”29 CFR § 541.303(f)(1). With regard to the “invention, imagination, or talent” requirement, the Secretary’s interpretation says:
In the case of newspaper employees, the distinction here is similar to the distinction observed . . . in connection with the requirement that the work be “original and creative in character.” Obviously the majority of reporters do work which depends primarily on intelligence, diligence, and accuracy. It is the minority whose work depends primarily on “invention, imagination, or talent.” 29 CFR § 541.303(d).
[56] B. The Authority of the Journalism Interpretations
[57] The Secretary’s journalism interpretations have not changed in any material respect since 1949, long before the newspaper industry evolved into its current form. The parties vigorously dispute what weight, if any, courts should give these interpretations when they apply the regulation. The Monitor
asks us to declare that the interpretations are obsolete and invalid because they do not reflect the complexities and rigors of modern journalism. The Secretary contends that the interpretations are still highly relevant because the technological and societal changes of the last forty years have not altered the day-to-day duties of the majority of reporters.
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[60] Skidmore, 323 U.S. at 140, 65 S.Ct. at 164. The Monitor[w]e consider that the rulings, interpretations and opinions of the Administrator under this Act, while not controlling upon the courts by reason of their authority, do constitute a body of experience and informed judgment to which courts and litigants may properly resort for guidance. The weight of such a judgment in a particular case will depend upon the thoroughness evident in its consideration, the validity of its reasoning, its consistency with earlier and later pronouncements, and all those factors which give it power to persuade, if lacking power to control.
contends that the district court misapplied Skidmore.
Specifically. The Monitor asserts that any reliance on the Secretary’s interpretations was erroneous because they are “outdated, inconsistent with other agency pronouncements, and contain vague and undefined terms.”[6] [61] As a preliminary matter, we discuss the standard of review appropriate for appellate scrutiny of a district court’ Skidmore analysis.[7] Although we have not previously addressed this issue, the Fifth Circuit provides meaningful guidance. In Dalheim v. KDFW-TV, a television station charged with violating the FLSA’s overtime provisions made essentially the same argument asserted by The Monitor: that “the district court gave the interpretations undue weight, thus blinding itself to the realities of modern broadcast journalism.” 918 F.2d 1220, 1228 (5th Cir. 1990). The Fifth Circuit reasoned that a district court’s Skidmore analysis is merely a fact-specific inquiry to determine whether the interpretation reflects an analogy useful in deciding the case before it. Id. Thus, any “attempt to debunk the analogy between the interpretation’s portrayal of broadcasting and journalism as they existed in the 1940’s and broadcast journalism as it exists today is a veiled attack on the district court’s findings of fact.” Id. Consequently, because a district court’s Skidmore analysis is fact-based, we review it subject to the clearly erroneous standard of Federal Rule of Civil Procedure 52(a). [62] Both the Secretary and The Monitor presented extensive expert testimony as to whether the technological and societal changes of the past forty years have rendered the Secretary’s journalism interpretations obsolete. The Secretary presented the testimony of Ben Bagdikian, Dean of the Graduate School of Journalism at the University of California at Berkeley. Mr. Bagdikian testified that although the field of journalism has changed radically, these changes do not warrant modifying the Secretary’s view that most journalists do not qualify as exempt professionals under the FLSA. In his
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view, the focus of the majority of journalists is the same today as it was forty years ago: to report disciplined observations of public people and public events. This testimony essentially ends appellate review of the matter. It was neither severely impeached nor inherently implausible, and “[o]nce credited, it supported the district court’s rationale almost singlehandedly.”Rivera-Gomez v. de Castro, 900 F.2d 1, 4 (1st Cir. 1990). Although The Monitor presented conflicting testimony, the district court’s decision to accept the interpretations as persuasive authority cannot be said to be clearly erroneous.[8]
[63] C. The Professional Exemptions
[64] Whether The Monitor‘s employees are within the scope of the FLSA professional exemption is a mixed question of fact and law Gateway Press, Inc., 13 F.3d at 691. In reviewing this issue, we elect to follow the Fifth Circuit’s approach, in which the appellate court separates out the questions of fact from the ultimate legal conclusion and applies a clearly erroneous standard to the former while exercising plenary review over the latter. Dalheim, 918 F.2d at 1226.
[68] As we discussed above, 29 CFR § 541.3 outlines both a short and long test for determining whether an employee qualifies as an artistic professional. The long test is applied to employees who earn weekly salaries of at least $170 but less than $250. The short test
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is used for employees whose weekly salary is not less than $250.
[69] Although the long test has many requirements,[9] the most significant for our analysis are that (1) the employee’s primary duty consist of “[w]ork that is original and creative in character in a recognized field of artistic endeavor” and (2) “the result of which depends primarily on the invention, imagination, or talent of the employee. . . .”29 CFR § 541.3(a)(2); see Gateway Press, Inc., 13 F.3d at 698. [70] The short test for determining whether an employee is exempt as an artistic professional is more simple. It requires only that the employee’s primary duty consist of “work requiring invention, imagination, or talent in a recognized field of artistic endeavor. . . .” 29 CFR § 541.3(e); see Gateway Press, Inc., 13 F.3d at 698. The short test does not include the requirements of 29 CFR § 541.3(b), (c) and (d) and does not require that the work be “original and creative in character.” As the Third Circuit noted, “[w]hile the tests are not all that different, it seems clear that any employee who is not a professional under the short test will not be one under the long test.” Gateway Press, Inc., 13 F.3d at 698.[71] a. Short Test Employees
[72] The Monitor maintains that the district court erroneously applied the long test for artistic professionals to three reporters — David Olinger, Charles Stein, and Paul Carrier — whose weekly salary qualified them for analysis under the short test. The Monitor contends that the district court incorrectly required that the newspaper writing of these employees be “`predominantly original and creative in character'” when the correct standard merely required that the employee’s “primary duty” consist of “work requiring invention, imagination, or talent in a recognized field of artistic endeavor.” Reich v. Newspapers of New England, Inc., 834 F. Supp. 530, 537
(D.N.H. 1993). The Monitor claims that this was reversible error because the district court erroneously required these employees to meet a much more difficult standard.
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[76] 29 CFR § 541.303.[10] The district court found, and we agree, that The Monitor employees did not fulfill this requirement. [77] The record demonstrates that the day-to-day duties of these three reporters consisted primarily of “general assignment” work. Among other things, their stories covered public utility commission hearings; criminal and police activity; city and state legislative proceedings; business events, including compiling a list of people who had been promoted; and local art events. Rarely were they asked to editorialize about or interpret the events they covered. Rather, the focus of their writing was, as David Olinger phrased it, “to tell someone who wanted to know what happened . . . in a quick and informative and understandable way.” Thus, we believe that these reporters were like the majority of reporters in that their work “depends primarily on intelligence, diligence, and accuracy.” 29 CFR § 541.303. They were not performing duties which would place them in that minority of reporters “whose work depends primarily on `invention, imaging [sic], or talent.'” Id. Although some of the work product of these employees demonstrated creativity, invention, imagination, and talent, their writing did not exhibit these qualities on a day-to-day basis.[11] [78] Of course, our decision should not be read to mean that all journalism work is nonexempt. The field of newspaper writing is certainly a medium capable of sustaining creativity. We want to reiterate that whether an employee is an exempt professional is independent of the title the employer ascribes to the position. As the interpretations point out, “[t]he field of journalism . . . employs many exempt as well as many nonexempt employees under the same or similar job titles.” 29 CFR § 303(f). The determination of whether the exemption applies to a given employee depends on the specific duties and characteristics required by the position rather than its actual title. However, “if we were to find that [these] reporters are in the minority of reporters whose work requires invention, imagination, or talent, it is hard to see what reporters would be left in the majority.”Gateway Press, Inc., 13 F.3d at 700; cf. Sherwood v. The Washington Post, 677 F. Supp. 9, 11 (D.D.C. 1988), rev’d, 871 F.2d 1144 (D.C. Cir. 1989) (The court found that 13 writers fo The Washington Post qualified as exempt artistic professionals because their writing was individual, interpretive, and analytical; because success at The Post requires a “special talent”; and because they “produce original and creative writing of high quality within the meaning of the regulations. . . .” Although this case was reversed because factual disputes rendered disposition on summary judgment inappropriate, it serves to highlight the distinction between exempt and non-exempt newspaper work.).[12]In the case of newspaper employees, the distinction here is similar to the distinction observed . . . in connection with the requirement that the work be “original and creative in character.” Obviously the majority of reporters do work which depends primarily on intelligence, diligence, and accuracy. It is the minority whose work depends primarily on “invention, imagination, or talent.”
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[79] b. Long Test Employees
[80] The Monitor also contends that the district court misapplied the long test, and consequently, erroneously determined that the remainder of The Monitor employees at issue in this case were not exempt professionals. Specifically, The Monitor contends that the record demonstrates that the staff writers, photographers, and editors at The Monitor qualify as exempt artistic professionals under a correct application of the regulation. We disagree.
[82] i. Staff Writers:
[83] With regard to the staff writers salaried below $250 per week, their day-to-day responsibilities were very similar to those of the staff writers discussed above. For example, staff writer Margaret Burton testified that three fourths of her stories covered hard news, such as the proceedings of the school board, educational issues, trials and court hearings, as well as the legislative hearings. She estimated that only one fourth of her writing constituted feature writing requiring in-depth interpretation or analysis.
[87] ii. Photographers:
[88] We also find ample support in the record for the district court’s conclusion that the photographers at The Monitor were not performing exempt work. Staff photographer Tom Sobolik testified that most of his film was shot at sporting events. He also listened to the police radio and photographed any newsworthy events it reported, including
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auto accidents and fires. Approximately seventy percent of Tom Sobolik’s photography was assigned. Further, he testified that although there are some creative aspects to his photography, “a large proportion of it is pretty run of the mill and pretty standardized.”
[89] Ken Williams testified that he spent most of his picture-shooting time photographing sporting events, the pet of the week, interiors and exteriors of buildings, press meetings, and meetings with the Governor. He also spent a large amount of time in the darkroom developing the pictures he and the other photographers had shot. He conceded that the darkroom work and the majority of his photography did not, in his mind, constitute artistic work. [90] The testimony of these photographers indicates that they, like the staff writers, were not performing the type of photographic work which would qualify them under the artistic exemption.[14][91] iii. Editors:
[92] The Monitor asserts that the district court erroneously ruled that three editors were not exempt artistic professionals under the long test despite the Secretary’s concession that they were exempt under the short test. Because this contention has absolutely no basis in the record, we reject it.
which requires that their primary duty consist of “[w]ork that is original and creative in character” and “which depends primarily on the invention, imagination, or talent of the employee. . . .”29 CFR § 541.3(a)(2). [94] We find this conclusion to have ample support in the record. Ms. Locksley testified that her main duties were reading wire stories for grammatical and factual errors, writing headlines, and making improvements so that the stories were shorter or more readable. Ms. Druelinger offered similar testimony, stating that most of her time was spent writing headlines, reading over and rewriting wire stories, and laying out the pages.[16] Ms. Goss’s testimony was comparable. Overall, their day-to-day work was the type of routine editorial work that is generally considered nonexempt. See 29 CFR § 541.303(f) (The reporting of news, the rewriting of stories received from various sources, or the routine editorial work of a newspaper is not predominantly original and creative in character within the meaning of § 541.3 and must be considered as nonexempt work.). [95] 2. The Learned Professional Exemption
[96] The district court also held that The Monitor‘s journalists did not qualify under the learned professional exemption of
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29 CFR § 541.3. In a footnote to its brief, The Monitor joins its amici supporters in contending that this determination was error.
[97] Exempted learned professions include law, accounting, engineering, architecture, nursing, and medicine. 29 CFR § 541.302. The Monitor would have us add journalism to this list, arguing that most of its employees had either journalism degrees or liberal arts degrees with an emphasis on writing. [98] The learned professional exemption applies to employees whose “primary duty” consists of “[w]ork requiring knowledge of an advance [sic] type in a field of science or learning customarily acquired by a prolonged course of specialized intellectual instruction and study, as distinguished from a general academic education. . . .” 29 CFR § 541.3(a)(1). As the interpretations make clear, “[t]he word ‘customarily’ implies that in the vast majority of cases the specific academic training is a prerequisite for entrance into the profession.”29 CFR § 541.302(d). Further, “[t]he typical symbol of the professional training and the best prima facie evidence of its possession is, of course, the appropriate academic degree, and in these professions an advanced academic degree is a standard (if not universal) prerequisite.” 29 CFR § 541.302(e)(1). The interpretations specifically state that the exemption does not encompass “such quasiprofessions as journalism in which the bulk of the employees have acquired their skill by experience rather than by any formal specialized training.” 29 CFR § 541.302(d). [99] While we acknowledge that these interpretations are not controlling, we join the substantial number of courts that have chosen to follow them on this issue. See, e.g., Gateway Press, Inc., 13 F.3d at 698 (holding that the “case law has held that reporters do not come within the scope of the learned exemption”); Sun Publishing Co. v. Walling, 140 F.2d 445 (6th Cir.), cert. denied, 322 U.S. 728, 64 S.Ct. 946, 88 L.Ed. 1564(1944) (rejecting the contention that writers and reporters are learned professionals); Dalheim v. KDFW-TV, 706 F. Supp. 493, 501-02 (N.D.Tex. 1988) (holding that despite the fact that many broadcast journalists hold undergraduate degrees and adhere to an established code of ethics, they are not learned professionals because, inter alia, their training is more akin to an apprenticeship than to intellectual instruction and study) aff’d, 918 F.2d 1220, 1226 (5th Cir. 1990); Freeman v. National Broadcasting Co., Inc., 846 F. Supp. 1109, 1154-55 (S.D.N.Y. 1993) (In holding that the broadcast journalists were not exempt learned professionals, the court noted that journalism interpretations remain persuasive despite their age because inter alia, “experience and on-the-job training still play a substantial role in the training of journalists. . . .”). [100] In upholding the district court’s finding that the journalists at The Monitor do not qualify under the learned professional exemption, we note that many experts in the field believe that journalism can only be learned in the newsroom itself. No particular academic degree is a prerequisite for entrance into the field and applicants are not required to demonstrate mastery over a specific body of knowledge. Rather, as Dean Bagdikian from the Graduate School of Journalism at the University of California at Berkeley testified, editors hiring entry-level journalists are mainly concerned with whether the applicant’s writing samples demonstrate accuracy, intelligence, and an ability to write clearly. Applicants possessing these qualities are the most likely to absorb the on-the-job training and become successful journalists. The importance of actual newspaper experience as opposed to journalism courses is demonstrated by the fact that top-flight newspapers generally hire only experienced applicants with demonstrable journalism skills. See Sherwood, 677 F. Supp. at 11. In light of these considerations, we agree with the district court’s determination that the journalists at The Monitor are not exempt learned professionals.
[101] 3. Rule 52(a) Findings of Fact
[102] The Monitor asserts that we must vacate the judgment and remand the case to the district court for its alleged failure to make the findings of fact required by Federal Rule of Civil Procedure 52(a). Rule 52(a) requires that “[i]n all actions tried upon the facts without a jury . . . the court shall
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find the facts specially and state separately its conclusions of law thereon. . . .” Fed.R.Civ.P. 52(a). We have previously noted, however, that the purpose of the rule is to apprise the appellate court of the grounds on which the trial court based its decision Applewood Landscape Nursery Co., Inc. v. Hollingsworth, 884 F.2d 1502, 1503 (1st Cir. 1989) (citation omitted). Therefore, findings are sufficient so long as they “indicate the factual basis for the ultimate conclusion.” Kelley v. Everglades Drainage District, 319 U.S. 415, 422, 63 S.Ct. 1141, 1145, 87 L.Ed. 1485 (1943). The “`judge need only make brief, definite, pertinent findings and conclusions upon the contested matters; there is no necessity for over-elaboration of detail or particularization of facts.'” Applewood Landscape, 884 F.2d at 1503 (quoting Fed.R.Civ.P. 52(a), advisory committee’s note to 1946 Amendment). “As long as such `brief’ and `pertinent’ findings are made and `the record as a whole supports the district court’s findings of fact,’ we can affirm its result.”Id. at 1503 (citations omitted). Further, even where the district court’s findings were poorly done because they consisted “mainly of mere conclusions . . . and [did] not articulate specific factual bases for the trial court’s boilerplate decision,” there was no Rule 52(a) defect because “despite the factual shortcomings, the basis for the court’s decision is clear [and the] record gives substantial and unequivocal support for the ultimate conclusion.” Unt v. Aerospace Corp., 765 F.2d 1440, 1444 (9th Cir. 1985), cited with approval in Applewood Landscape, 884 F.2d at 1504. We have also noted that anemic factual findings are not fatal to the decision so long as a complete understanding of the issues may be had from the record on appeal. Applewood Landscape, 884 F.2d at 1504 (citations omitted).
[103] After reviewing both the record and the opinion with these principles in mind, we conclude that the district court’s findings of fact are adequate. The Monitor‘s position throughout the trial, put forth by its expert witnesses and its editor-in-chief, was that the technological advances in the field of journalism had rendered the Secretary’s interpretations obsolete and that most, if not all, employees in the field today were exempt professionals. The Monitor tried to highlight the changes in the newspaper business brought about in the last forty years and explain how these changes had undermined the pertinence of the Secretary’s interpretations. The district court’s opinion makes it clear that it simply did not find this evidence sufficient to render the interpretations inapplicable Newspapers of New England, Inc., 834 F. Supp. at 535-36. [104] Once the district court accepted the Secretary’s interpretations as persuasive authority, the rest of its decision was all but determined. The Monitor presented little or no evidence suggesting that the employees at issue fell into that minority of reporters whose work was dependent on invention, imagination, or talent. The Monitor made no significant attempt to differentiate the work of its reporters, photographers, and editors from the work done at every newspaper throughout the country. Given this framework, the district court’s admittedly meager findings of fact provide an adequate basis for appellate review. Between the opinion and the record, we have garnered a thorough understanding of the proceedings below, and that is all that Rule 52(a) requires. [105] II. The Willfulness of the FLSA Violations[106] The FLSA imposes a two-year statute of limitations unless the violations are shown to be willful, in which case a three-year period applies. 29 U.S.C. § 255(a). In the present case, the district court found that the FLSA violations at The Monitor
were not willful and thus awarded back wages for only the two-year period before the suit was filed rather than the three-year period claimed by the Secretary. The Secretary asserts that The Monitor‘s FLSA violations were indeed willful and that the district court’s determination to the contrary was in error. [107] FLSA violations are willful where the employer “knew or showed reckless disregard for the matter of whether its conduct was prohibited by the statute.” McLaughlin v. Richland Shoe Co., 486 U.S. 128, 133, 108 S.Ct. 1677, 1681,
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100 L.Ed.2d 115 (1988). Whether an FLSA violation is willful is a mixed question of law and fact and is therefore subject to the clearly erroneous standard of Federal Rule of Civil Procedure 52(a). See McLaughlin v. Hogar San Jose, Inc., 865 F.2d 12, 14 (1st Cir. 1989) (holding that whether an FLSA violation was committed in good faith is a mixed question of law and fact and is therefore reviewed only for clear error). Appealing a district court’s finding on a mixed question “is an uphill battle as Congress has in unambiguous language expressly granted the primary decisional power in this respect to the district court, not to the Secretary or the courts of appeal.” See id.
(citations omitted). The clearly erroneous standard “plainly does not entitle a reviewing court to reverse the finding of the trier of fact simply because it is convinced that it would have decided the case differently.” Anderson v. City of Bessemer City, North Carolina, 470 U.S. 564, 573, 105 S.Ct. 1504, 1511, 84 L.Ed.2d 518 (1985). Rather, “[a] finding is `clearly erroneous’ when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” United States v. United States Gypsum Co., 333 U.S. 364, 395, 68 S.Ct. 525, 542, 92 L.Ed. 746 (1948). Where the evidence is susceptible of two plausible interpretations, the trier of fact’s choice between them cannot be clearly erroneous. Anderson v. Bessemer City, 470 U.S. at 574, 105 S.Ct. at 1511-12 (citations omitted).
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[111] III. Denial of the Injunction[112] The Secretary also appeals the district court’s refusal to prospectively enjoin The Monitor from committing future FLSA violations. The FLSA authorizes the district courts to enjoin violations of the overtime and recordkeeping provisions of the Act. 29 U.S.C. § 217. The issue of whether an injunction is an appropriate remedial measure rests in the sound discretion of the district court, and its decision on this matter will only be disturbed on appeal where an abuse of discretion is shown Martin v. Coventry Fire Dist., 981 F.2d 1358, 1362 (1st Cir. 1992) (citation omitted). In exercising its discretion, the district court should weigh the finding of the violation established at trial against the factors that indicate the violations are not likely to recur, “such as intent to comply, extraordinary efforts to prevent recurrence, absence of repetitive violations, and absence of bad faith.” Id. [113] Reviewing the record with these factors in mind leads us to the inescapable conclusion that the district court did not abuse its discretion in denying the injunction. The violations at The Monitor were not the product of bad faith. Nor were they committed willfully. Rather, the violations can in part be traced to the indeterminate status of the FLSA exemptions in the field of journalism.[19] Further, although The Monitor steadfastly insisted throughout the trial and appeal that the majority of its journalists were exempt professionals, it represented to the district court that it fully intended to comply with requirements of the FLSA as clarified by the ultimate judicial resolution of this case. In these circumstances, the denial of the injunction was not an abuse of discretion. [114] IV. Denial of Post-investigation Damages
[115] As discussed above, the Secretary sought to introduce evidence and win back wages for FLSA violations that had allegedly occurred after the DOL concluded its investigation at The Monitor. The district court allowed the evidence pending a final ruling on admissibility. Ultimately, the court excluded the evidence and refused to award monetary relief for any violations alleged to have occurred after January 25, 1980, approximately the last day of the period covered by the DOL investigation. With regard to this determination, the court stated:
[116] Newspapers of New England, Inc., 834 F. Supp. at 539 (citin Donovan v. Burger King Corp., 672 F.2d 221, 229 (1st Cir. 1982)). [117] The Secretary argues that The Monitor was well aware that the complaint sought back wages for post-investigation violations and that The Monitor had ample time before trial to conduct discovery pertinent to this issue. Therefore, the Secretary contends, the district court’s limitation of damages was an abuse of discretion. We disagree. The record contains ample support for the district court’s determination that The Monitor was unfairly surprised by the Secretary’s attempt to prove post-investigation violations at trial. Exhibit A attached to the Secretary’s complaint accurately detailed the amount of back wages sought for each employee. Exhibit A did not indicate that the claimed wages would be revised at trial to reflect post-investigation violations.[20] The Pre-trial Order’s summary of the Secretary’s claims also did not reflect post-investigation damages. Rather, the Pre-trial Order stated that damages sought by the Secretary were only those contained in Exhibit A. Furthermore, the DOL compliance officer in charge of the caseThe reason for this . . . limitation is that, although plaintiff claims “continuing” violations of FLSA, the case was largely prepared by the defendants on the ground that violations, if any, did not continue beyond January 25, 1980. The court, having taken the matter under advisement, Tr. 1-43, 44, finds and rules that it would be unjust and inequitable to allow damages to be recovered for a period beyond January 25, 1980.
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stated at his deposition that Exhibit A contained all the claims being brought by the Secretary. Counsel for the DOL failed to object to either the Pre-trial Order or the testimony of its compliance officer. The district court apparently found that this confluence of events led The Monitor to conduct its discovery on the reasonable belief that the Secretary did not intend to pursue back wages for post-investigation violations.[21] We do not find this to be an abuse of discretion.
[118] Affirmed.We are appalled by the delay, but we are aware of no case holding that a district court commits reversible error by taking too long to decide a case. Indeed, we doubt that appellate review could ever be an effective means of enforcing district court timeliness. . . . To vacate and remand a decision which the district court has spent several years crafting hardly seems a sensible means to reduce delay. To reverse the decision on the ground of delay would require us to presume that lengthy deliberation inevitably leads to mistake. . . . Although we do not condone the long delay, we are not willing to assume without strong independent support that the district court departed from its proper role and considered only the evidence that was easiest to recall.
Phonetele, Inc. v. American Tel. Tel. Co., 889 F.2d 224, 232
(9th Cir. 1989), cert. denied, ___ U.S. ___, 112 S.Ct. 1283, 117 L.Ed.2d 508 (1992).
There is no rule of law requiring an administrative agency to give a term the same definition in all contexts. “When construing the FLSA and its exemptions, courts should look primarily to the purpose of the act itself — and not interpretations of the same or a similar term made in other contexts.” Reich v. Gateway Press, Inc., 13 F.3d at 699 n. 17. With regard to the assertion that the interpretations are internally inconsistent, we follow the reasoning of the Third Circuit:
“We also reject the amicus’ characterization of the interpretations as being `self-contradictory’ because they state that `many’ reporters are exempt while `many’ are not. The interpretations merely recognize that the determination of whether a reporter is a professional does not depend on the title that a paper gives a reporter. Rather, it instead depends upon the specific characteristics of a given reporter’s job.”
Id.
(a) Whose primary duty consists of the performance of:
. . . . .
Work that is original and creative in character in a recognized field of artistic endeavor (as opposed to work which can be produced by a person endowed with general manual or intellectual ability and training), and the result of which depends primarily on the invention, imagination, or talent of the employee; and
(b) Whose work requires the consistent exercise of discretion and judgment in its performance; and
(c) Whose work is predominantly intellectual and varied in character (as opposed to routine mental, manual, mechanical, or physical work) and is of such character that the output produced or the result accomplished cannot be standardized in relation to a given period of time; and
(d) Who does not devote more than 20 percent of his hours worked in the workweek to activities which are not an essential part of and necessarily incident to the work described in paragraphs (a) through (c) of this section. . . .
29 CFR § 541.3 (1975).
“Although this interpretation of the phrase `invention, imagination, or talent’ seems to refer to the phrase as it is used in [the long test] rather than as it is used in [the short test], there is nothing to suggest that such a phrase has a different meaning in the two different parts of the regulations. Indeed, as a matter of statutory construction, where one word is used in one place, it should have the same meaning in another place in the same statute . . . There is no reason to think that this principle should not equally apply to regulations.” Reich v. Gateway Press, Inc., 13 F.3d at 700 n. 18 (citations omitted).
required invention, imagination, and talent. Sherwood v. The Washington Post, 677 F. Supp. 9. Without passing on the merits of this decision, we note that it is distinguishable on its facts from the present case. Most notably, the Sherwood court distinguished the work of reporters at The Washington Post from the type of small town reporting addressed by the Third Circuit in Gateway Press, Inc. Thus, the district court’s second opinion in Sherwood again highlights the distinction between exempt and non-exempt work in the field of journalism.
While it is here arguable that the defendants were unreasonable in not more strictly policing the accuracy of the time cards, the preponderance of the evidence does not support a finding that they acted recklessly. This is particularly true in light of the closeness of the findings in the more recent cases concerning exemptions for those who write and edit for the media.
Reich v. Newspapers of New England, Inc., 834 F. Supp. at 538-39.
The sole choice, therefore, for . . . the Court is whether the pay practices at issue are to be dealt with in one lawsuit or in a series of lawsuits. It is Plaintiff’s position that resolution of all back wage claims in a single litigation would involve less expenditure of time and money. . . . Plaintiff is, however, fully prepared to file a second lawsuit to protect its right to assert its claims as to unpaid back wages for the period January 26, 1980 to the present.
Obviously, this motion notified The Monitor that the Secretary sought post-investigation damages. It is equally clear, however, that the Secretary believed at the time that it would be forced to file a second lawsuit to secure post-investigation damages if the motion to reopen discovery was denied. The Secretary cannot now prevail in arguing that the district court abused its discretion by finding that The Monitor was understandably unprepared at trial to defend allegations of post-investigation violations. The Secretary should have either filed a second lawsuit or objected to the magistrate judge’s denial of the motion pursuant to Fed.R.Civ.P. 72(a). The fact that it did neither may not be rectified through this appeal.
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