No. 93-1381.United States Court of Appeals, First Circuit.Heard April 3, 1995.
Decided May 17, 1995.
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Judith H. Mizner, by appointment of the court, Newburyport, MA, for appellant.
Kimberly S. Budd, Asst. U.S. Atty, with whom Donald K. Stern, U.S. Atty., Boston, Ma, was on brief, for U.S.
Appeal from the United States District Court for the District of Massachusetts.
Before TORRUELLA, Chief Judge, BOWNES, Senior Circuit Judge, and SELYA, Circuit Judge.
SELYA, Circuit Judge.
[1] A jury convicted defendant-appellant Terrence Taylor on charges that he twice had robbed federally insured banks, and had carried a firearm during and in relation to the second robbery.[1]Page 972
[8] Once inside the automobile, Aulmond asked what had happened, and appellant responded: “I hit a guy in the face. I punched a guy in the face.” Lynch screamed at Aulmond to stop talking and start driving. She complied. After Aulmond made a wrong turn, the men grew impatient, bolted from her vehicle, and completed their escape in a taxi. They then split the spoils, but, there being scant honor among thieves, four men later mugged Lynch and stole his share of the proceeds. [9] The next day, a man subsequently identified by percipient witnesses as Taylor entered a BayBank branch located at 285 Huntington Ave. in Boston. The man approached a teller’s station, shoved aside a customer, Alaina Gurski, and, threatening to shoot Gurski, demanded that the teller, Raya Aruin, hand over her money. The man held an object that both Aruin and Ellen Clavin, a customer service representative working at a nearby teller station, described at trial as a gun. The robber fled after receiving $2,458 from Aruin. [10] In due season, a federal grand jury indicted appellant for his role in the two robberies. The superseding indictment contained three counts: count 1 charged Taylor and Lynch with committing the UST robbery; count 2 charged Taylor with committing the BayBank robbery; and count 3 charged Taylor with carrying a firearm during and in relation to the BayBank robbery. Lynch entered into a plea agreement and Taylor stood trial alone. The jury found him guilty on all three counts. Following imposition of sentence, Taylor filed this timely appeal. [11] Taylor’s brief contains seven distinct assignments of error. Six of these asseverations — relating, vacuously, to the joinder of counts arising from two separate robberies, the sufficiency of the evidence, and the jury instructions — do not necessitate exegetic treatment. We dispose of these six claims in a decurtate fashion (see infra Parts III-V). We then turn to appellant’s most vexing point: his complaint that the prosecutor’s closing argument contained improper and prejudicial misstatements, including impermissible comments on his election not to testify See infra Part VI. [12] II. THE RAISE-OR-WAIVE RULEPage 973
only in the most egregious circumstances. At a bare minimum, therefore, bevues not seasonably brought to the attention of the trial court must, in order to command appellate intervention, “affect substantial rights.” Fed.R.Crim.P. 52(b).
[16] An unpreserved error is deemed plain (and, therefore, to affect substantial rights) only if the reviewing court finds that it skewed the fundamental fairness or basic integrity of the proceeding below in some major respect. See Griffin, 818 F.2d at 100. As the Supreme Court itself has written, the plain error doctrine applies in those circumstances in which, absent appellate intervention, “a miscarriage of justice would otherwise result.” United States v. Frady, 456 U.S. 152, 163 n. 14, 102 S.Ct. 1584, 1592 n. 14, 71 L.Ed. 2d 816 (1982). Given these parameters, it is not surprising that the jurisprudence of plain error invests substantial discretion in the court of appeals See Olano, ___ U.S. at ___, 113, S.Ct. at 1776 (observing that “the decision to correct the forfeited error [rests] within the sound discretion of the Court of Appeals”); United States v. Whiting, 28 F.3d 1296, 1308 (1st Cir.) (same), cert. denied,Page 974
[22] Appellant’s contention that the district court erred in refusing to sever the robbery counts, while arguably preserved,[4] also lacks force. Though the Criminal Rules empower federal courts to grant relief from prejudicial joinder of counts in criminal cases, see Fed.R.Crim.P. 14, severance decisions are ordinarily won or lost in the trial court. We will overturn the denial of a motion for severance only for a patent abuse of discretion. See United States v. Pierro, 32 F.3d 611, 616 (1st Cir. 1994), cert. denied, ___ U.S. ___, 115 S.Ct. 919, 130 L.Ed.2d 799 (1995); United States v. Natanel, 938 F.2d 302, 308 (1st Cir. 1991), cert. denied, 502 U.S. 1079, 112 S.Ct. 986, 117 L.Ed.2d 148 (1992). This discretion applies to refusals to sever counts as well as to refusals to separate defendants for purposes of trial. See, e.g., Chambers, 964 F.2d at 1251. Establishing an abuse of discretion usually entails a showing that improper or prejudicial joinder likely “deprived the defendant of a fair trial.” United States v. Nason, 9 F.3d 155, 158 (1st Cir. 1993), cert. denied, ___ U.S. ___, 114 S.Ct. 1331, 127 L.Ed.2d 678 (1994). [23] Appellant faces a high hurdle, given Chambers, Gray, and other cases in which we have upheld the trial court’s refusal to sever counts involving multiple bank robberies. He strives to distinguish these cases on the ground that they involved more than two robberies, and, thus, yielded telltale patterns. This argument fails for two reasons. First, common sense indicates that the greater the number of robberies, the greater the danger of prejudice that joinder poses. Second, there is no shortage of sound precedent upholding the joint trial of two — and only two — robbery counts in a single indictment. See, e.g., United States v. L’Allier, 838 F.2d 234, 240-41 (7th Cir. 1988); United States v. Shearer, 606 F.2d 819, 820 (8th Cir. 1979). [24] Apart from this curious slant on the number of incidents, appellant offers no basis for suspecting undue prejudice. His bare allegation that, if the jury were to believe that he was involved in one bank robbery, then it might also (improperly) be led to believe from that fact alone that he was involved in the other, is simply not enough. This type of spillover is standard fare whenever counts involving discrete incidents are linked in a single indictment. We have repeatedly held that such a garden variety side effect, without more, is insufficient to require severance. See United States v. Boylan, 898 F.2d 230, 246 (1st Cir.) (collecting cases), cert. denied, 498 U.S. 849, 111 S.Ct. 139, 112 L.Ed.2d 106 (1990). Moreover, the case for prejudice is especially weak in this instance because the district court’s jury instructions delineated the separateness of the three counts and made it clear that the jury had to consider each charge on its own merits.[5] [25] In sum, we find no plain error in the joinder of the three counts contained in the superseding indictment, and no misuse of discretion in the district court’s eschewal of a severance. [26] IV. SUFFICIENCY OF THE EVIDENCEPage 975
[28] On the sufficiency issues, a further obstacle impedes appellant’s progress. Where, as here, challenges to evidentiary sufficiency are unpreserved — the defendant moved for judgment of acquittal at the end of the prosecution’s case, but then failed to renew the motion after presenting evidence on his own behalf — a special variant of the raise-or-waive rule applies.[6] In such straitened circumstances, an appellate court should stay its hand unless intervention is necessary to prevent a clear and gross injustice. See United States v. McDowell, 918 F.2d 1004, 1010 (1st Cir. 1990); United States v. Cheung, 836 F.2d 729, 730[29] A. The Bank Robberies.
[30] Appellant’s first two sufficiency challenges can be dispatched with alacrity. The government prosecuted appellant for the UST robbery on the theory that he aided and abetted Lynch’s felonious conduct. See 18 U.S.C. § 2 (1988).[7] The jury convicted him on this basis. Its finding is amply supported.
[34] B. The Firearms Count.
[35] Appellant fares equally poorly in his final challenge to evidentiary sufficiency. The statute of conviction, 18 U.S.C. § 924(c), requires proof beyond a reasonable doubt that the person perpetrating the predicate offense used a real gun. See, e.g., United States v. Kirvan, 997 F.2d 963, 966 (1st Cir. 1993). Appellant tells us that the government failed to prove this essential fact. We do not agree.
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v. United States, 801 F.2d 1382, 1385 (D.C. Cir. 1986) cert. denied, 479 U.S. 1070, 107 S.Ct. 964, 93 L.Ed.2d 1011
(1987); United States v. Jones, 907 F.2d 456, 460 (4th Cir. 1990), cert. denied, 498 U.S. 1029, 111 S.Ct. 683, 112 L.Ed.2d 675 (1991).
[42] Although appellant could be correct in arguing that, in actuality, an intensely stressful situation is often less accurately remembered than is a more tranquil one, he makes this point at the wrong time and to the wrong court. While the challenged instruction may not be a textbook model, we discern no plain error in it. [43] VI. THE SUMMATIONThere are some four billion people in the world and in the natural course of things one would expect some of them may look alike. But, on the other hand, an experience such as these witnesses had, may, indeed, make their observation so intense that it is reliable in establishing identity beyond a reasonable doubt.
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admired rather than condemned. Yet, while a prosecutor “may strike hard blows, he is not at liberty to strike foul ones.”Berger v. United States, 295 U.S. 78, 88, 55 S.Ct. 629, 633, 79 L.Ed. 1314 (1935). This maxim is particularly relevant to closing arguments, for such arguments come at an especially delicate point in the trial process and represent the parties’ last, best chance to marshal the evidence and persuade the jurors of its import. See, e.g., United States v. Manning, 23 F.3d 570, 575 (1st Cir. 1994).
[46] Of course, a prosecutor’s obligation to stay within the pale does not exist in a vacuum. A defendant has a corresponding obligation to protect his own interests. When a defendant defaults on this obligation by failing to make a contemporaneous objection to questionable comments in the prosecution’s closing argument, the raise-or-waive rule applies. Afterthought claims of improprieties allegedly occurring during the summation are reviewed under the notably ungenerous plain error standard. Consequently, reversal is justified only if the illegitimate portion of the closing argument “so poisoned the well that the trial’s outcome was likely affected.” Mejia-Lozano, 829 F.2d at 274. [47] In determining whether a prosecutor’s miscues in final argument require reversal under this hard-to-satisfy standard, this court considers all the attendant circumstances, paying special heed to factors such as (1) the extent to which the prosecutor’s conduct is recurrent and/or deliberate; (2) the extent to which the trial judge’s instructions insulated the jury against, or palliated, the possibility of unfair prejudice; and (3) the overall strength of the prosecution’s case, with particular regard to the likelihood that any prejudice might have affected the jury judgment. See id. see also United States v. Giry, 818 F.2d 120, 133 (1st Cir.), cert. denied, 484 U.S. 855, 108 S.Ct. 162, 98 L.Ed.2d 116 (1987). Using these criteria, we conclude that none of appellant’s claimed errors requires reversal.[48] A. Matters Dehors the Record.
[49] Appellant maintains that, during the summation, the prosecutor referred to matters not in evidence. Specifically, the prosecutor gave a less than completely accurate account of the prefatory conversation between appellant and Lynch on January 29. Appellant greeted Lynch, so the prosecutor said, by imploring: “Maestro, show me how it’s done.” The prosecutor added: “We know that Maestro is Mr. Lynch’s nickname. Why? Because he plays the organ in his father’s church.” Warming to this theme, the prosecutor reiterated the point. He told the jury that, as the two men walked into the UST branch, appellant again said: “Maestro . . . show me the ropes.”
[52] B. The Prosecutor’s Rebuttal.
[53] Next, appellant assails the prosecutor’s rebuttal, which, he says, contained a minimum of three peccadilloes, namely, (1) an implication that appellant had alerted the four people who mugged Lynch and stole his booty, (2) a suggestion that Lynch should be believed because he suffered from sickle-cell anemia and had tested positive for HIV, and (3) an intimation that Clavin, during her testimony, lowered her voice “out of fear.”
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response to defense counsel’s argument that Lynch had turned against Taylor because the latter did not come to his aid during the mugging. We have previously expressed our reluctance to find plain error when a prosecutor’s remarks are made to rebut specific statements by defense counsel, and are proportionate to that end. See Whiting, 28 F.3d at 1302; Mejia-Lozano, 829 F.2d at 274. Here, our reluctance ripens into outright unwillingness. Similarly, the prosecutor’s remarks about Lynch’s health drew no contemporaneous objection. Those remarks were obviously designed to rebut the defense argument that Lynch was hoping to earn a reduced sentence by testifying against Taylor. The statement recounted facts in evidence, and did not constitute either vouching or an improper appeal to the jury’s sympathies. Finally, the remark about Calvin’s demeanor was not out of line. The jury saw and heard her testimony, and could determine for itself her state of mind.[10] See, e.g., United States v. Mount, 896 F.2d 612, 625 (1st Cir. 1990) (“Although it is the jury’s job to draw inferences, there is nothing improper in the Government’s suggesting which inferences should be drawn.”).
[55] C. The Fifth Amendment Issue.
[56] The capstone of appellant’s asseverational array is his anguished assertion that the prosecutor’s summation contained comments on appellant’s election not to testify, in derogation of rights secured to appellant under the Fifth Amendment. We quote the disputed portion of the prosecutor’s summation:
[57] It is a bedrock principle that a prosecutor may not comment on a defendant’s exercise of the right to remain silent. See United States v. Robinson, 485 U.S. 25, 30, 108 S.Ct. 864, 867, 99 L.Ed.2d 23 (1988); Griffin v. California, 380 U.S. 609, 615, 85 S.Ct. 1229, 1233, 14 L.Ed.2d 106 (1965); United States v. Sepulveda, 15 F.3d 1161, 1186 (1st Cir. 1993), cert. denied,Is there any evidence that Mr. Taylor said, “Oh, my God, I’ve been misled. This is not going to be money from his father. I’ve got to get out of here. I’ve got to warn my friend, Lucille Aulmond. She gave me rides in the past, but this is something different.” He stayed true in his anchor position.
Mr. Lynch went up to the window, demanded money. He was very unafraid. Mr. Lynch demanded money that wasn’t his. Did Mr. Taylor say: Oh, my God, I’m going to leave this place and warn my friend, Lucille Aulmond? No. He stayed true to that anchor position. And, in fact, he yelled, “Come on, let’s go.”
Lynch points to the door. Mr. Taylor waits there and does he say: Look, just because I’m here, I’m sorry what happened. I didn’t know it was going to happen. Is everybody all right? I know who was responsible.
He left with the money . . . . When he got back to the car, you heard Lucille Aulmond, and she said, “What happened?” Does he say: Lucille, he robbed a bank; I didn’t know it was going to happen; I’m sorry. “I hit a man in the face” was what you got, instead. Not the truth, just another part of the lie . . . .
And they drive two blocks away. Mr. Lynch gets out of the car. Does Terrence Taylor stay with his friend? “Lucille, I’m involved in this. You shouldn’t have been involved. I didn’t even know about it. Let’s go to the police and clear this whole thing up.” He went with the money. Her job was done.
He took the money . . . . Did he take his share of the money and say, “Look, this is not my money; there it is, police, look for bait bills; I’m turning back money; I have nothing to do with this.”
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1983), cert. denied, 465 U.S. 1069, 104 S.Ct. 1424, 79 L.Ed.2d 749 (1984).
[58] Because “[t]here is no bright line marking the precipice between a legitimate assessment of defense witnesses and an impermissible encroachment upon the accused’s silence,”Sepulveda, 15 F.3d at 1186, prosecutors must tread carefully on this terrain. A prosecutor who “attempts to define exactly the edge of the precipice approaches at his peril.”Rodriguez-Sandoval v. United States, 409 F.2d 529, 531 (1st Cir. 1969). In evaluating whether a prosecutor has gone too far, we must ask whether, in the particular circumstances of a given case, the language used by the prosecutor appears to have been designed to yield the improper inference, or, if not so designed, whether it was such that jurors would probably interpret it as a commentary on the accused’s failure to take the witness stand See United States v. Glantz, 810 F.2d 316, 322 (1st Cir. 1987) cert. denied, 482 U.S. 929, 107 S.Ct. 3214, 96 L.Ed.2d 701[A] court should not lightly infer that a prosecutor intends an ambiguous remark to have its most damaging meaning or that a jury, sitting through a lengthy exhortation, will draw that meaning from the plethora of less damaging interpretations.[61] Donnelly v. DeChristoforo, 416 U.S. 637, 647, 94 S.Ct. 1868, 1873, 40 L.Ed.2d 431 (1974); accord Lilly, 983 F.2d at 307. This rule of construction has heightened desirability in the absence of a contemporaneous objection for, when the target of the comments does not interrupt and register a timely objection, it seems especially appropriate to “give the arguer the benefit of every plausible interpretation of her words.” Sepulveda, 15 F.3d at 1187. We are especially reluctant to “fish in the pool of ambiguity” when, as now, the complaining party failed to bring a dubious comment, easily corrected on proper notice, to the immediate attention of the trial court. Id. at 1188. [62] Evaluated against this benchmark, we do not believe that the quoted remarks trespassed on appellant’s Fifth Amendment rights. While a suspicious mind could construe what was said as a comment on appellant’s decision not to testify, the prosecutor’s words are more plausibly interpreted as a comment on appellant’s silence during the commission of the crime. After all, Taylor had labored to develop a defense based on his lack of foreknowledge concerning Lynch’s felonious intent. Appellant’s silence throughout the commission of the crime tends to undermine this defense, and the prosecutor’s comments were most likely a clumsy effort to seize upon this weakness. [63] We will not paint the lily. Given the absence of a contemporaneous objection, we must cede to the government the benefit of a legitimate, plausible interpretation of the prosecutor’s words. On this basis, we hold that the remarks in question did not amount to a constitutionally prohibited comment on appellant’s declination to testify at trial.
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[64] We add that, even if the prosecutor’s comments crossed the line, our traditional three-part analysis suggests that reversal would be unwarranted. First, although the comments were repeated several times, there is no reason to conclude that the prosecutor intentionally drew attention to appellant’s silence at trial. Second, despite the lack of an objection, the district judge instructed the jury with painstaking care regarding the government’s burden of proof, appellant’s presumed innocence, and his constitutional right to refrain from testifying. Among other things, the judge admonished that “no adverse inference is to be drawn from his exercise of his election not to take the stand.” We are confident that this explicit instruction was sufficient to combat any impermissible inference that might have been drawn from the prosecutor’s statements. [65] Last — but far from least, see Mejia-Lozano, 829 F.2d at 274Whoever, by force and violence, or by intimidation, takes, or attempts to take, from the person or presence of another . . . any property or money or any other thing of value belonging to, or in the care, custody, control, management, or possession of, any [federally insured] bank . . . [shall be punished as provided by law].
18 U.S.C. § 2113(a) (1988).
Whoever, in committing, or in attempting to commit, any offense defined in [ § 2113(a)], assaults any person, or puts in jeopardy the life of any person by the use of a dangerous weapon or device, shall be [punished as provided by law].
18 U.S.C. § 2113(d) (1988).
Whoever, during and in relation to any crime of violence . . . for which he may be prosecuted in a court of the United States, uses or carries a firearm, shall . . . be [subjected to additional punishment].
18 U.S.C. § 924(c)(1) (1988).
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